Resumo:
Currently, in many countries, despite the progress of the information registry, there are still a
significant number of dams in indeterminate situation, represented by the absence of owner
identification. In Brazil, there are 24,092 registered dams, of which 570 do not have an
identified owner. The aim of this study is to analyze the problem of the non-existing concession
or ownership transfer documentation and its implications on the vulnerability of both the dam
and the downstream valley population and the environmental protected areas. The selected
study case is Juturnaíba dam since it has the largest water reservoir for human supply in the
state of Rio de Janeiro. During the development of the research, it can be observed that the
owner’s absence leads to doubts about the legal responsibility of the dam, in addition to favoring
the inexistence of dialogue, mainly between the water service concessionaires and the Civil
Defense. In addition, interviews were conducted with Civil Defense agents and it was found
that the professionals have the understanding that the dam’s rupture scenario represents a risk
to the downstream valley population, in addition to the issue of water scarcity. It can be
concluded that Juturnaíba's legal, patrimonial and operational regularization is important since
it will represent the formal link between the dam and its owner. It is recommended that, as long
as the Dam’s Safety National Policy regulations do not exist, the institutions identified in the
dam's organizational structure propose alternatives for emergency water supply and define who
will take care of the dam's maintenance and who will be responsible for the elaboration of the
Emergency Action Plan. It is also recommended that partnerships be established with the
Academy to carry out technical training courses related to the dam’s safety to the Civil Defense
agents, involving training and simulation practice. Finally, considering the dam’s poor
maintenance, it is suggested that future studies evaluate the stability of the earth dam’s
embankments.